Table of Contents

 

 

 

PART I

INTRODUCTION

 

Chapter 1

Research as an Important Way of Knowing

3

 

Why is Research Necessary?

4

 

What is Research?

6

 

Research as Multiple Systematic Strategies

7

 

Research as Thinking and Action Processes

7

 

Research as Four Basic Characteristics

10

 

Summary

12

Chapter 2

Essentials of Research

14

 

Ten Essentials of Research

14

 

Identify a Philosophical Foundation

16

 

Frame a Research Problem

17

 

Determine and Evaluate Supporting Knowledge

18

 

Identify a Theory Base and Evaluate its Adequacy

18

 

Develop a Specific Question or Query

19

 

Select a Design Strategy

20

 

Set Study Boundaries

20

 

Obtain Information

21

 

Analyze Information and Draw Conclusions

21

 

Share and Use Research Knowledge

21

 

Ethical Considerations

21

 

Summary

21

PART II

THINKING PROCESSES

 

Chapter 3

Philosophical Foundations

24

 

Philosophical Foundations of Experimental-Type Research

25

 

Philosophical Foundations of Naturalistic Inquiry

26

 

Implications of Philosophical Differences for Design

26

 

Research Traditions

27

 

Experimental-Type Research

27

 

Naturalistic Inquiry

28

 

Integrating the Two Research Traditions

28

 

Selecting a Research Tradition and Design Strategy

31

 

Purpose of Research

31

 

Preference for Knowing

33

 

Level of Knowledge Development

33

 

Summary

34

Chapter 4

Framing the Problem

36

 

Identifying a Topic

37

 

Professional Experience

37

 

Societal Trends

38

 

Professional Trends

39

 

Research Studies

39

 

Existing Theory

40

 

Framing a Research Problem

40

 

Interest, Relevance, and Need

41

 

Research Purpose

41

 

Epistemology (Theory of Knowledge)

42

 

Resources

42

 

Summary

42

Chapter 5

Developing a Knowledge Base through Review of the Literature

44

 

Why Review the Literature?

45

 

Determine What Research has Been Conducted on the Topic of Inquiry

45

 

Determine Level of Theory and Knowledge Development Relevant to Your Project

46

 

Determine Relevance of the Current Knowledge Base to Your Problem Area

48

 

Provide a Rationale for Selection of the Research Strategy

49

 

How to Conduct a Literature Search

49

 

Step 1: Determine When to Conduct a Search

49

 

Step 2: Delimit What is Searched

50

 

Step 3: Access Databases for Periodicals, Books, and Documents

50

 

Step 4: Organize Information

53

 

Step 5: Critically Evaluate the Literature

54

 

Step 6: Write the Literature Review

54

 

Summary

56

Chapter 6

Theory in Research

58

 

Why is Theory important?

59

 

What is Theory?

60

 

Levels of Abstraction

61

 

Role of Theory in Design Selection

63

 

Theory in Experimental-Type Research

64

 

Theory in Naturalistic Inquiry

66

 

Summary

68

Chapter 7

Formulating Research Questions and Queries

69

 

Research Questions in Experimental-Type Design

70

 

Level 1: Questions that Seek to Describe Phenomena

70

 

Level 2: Questions that Explore Relationships Among Phenomena

72

 

Level 3: Questions that Test Knowledge

73

 

Developing Experimental-Type Research Questions

74

 

Hypotheses

75

 

Research Queries in Naturalistic Inquiry

76

 

Classic Ethnography

77

 

Phenomenology

78

 

Grounded Theory

79

 

Narrative

79

 

Developing Naturalistic Research Queries

79

 

Integrating Research Approaches

80

 

Summary

81

Chapter 8

Language and Thinking Processes

83

 

Experimental-Type Language and Thinking Processes

84

 

Sequence of Experimental-Type Research

85

 

Structure of Experimental-Type Research

86

 

Plan of Design

88

 

Experimental-Type Design Summary

94

 

Naturalistic Language and Thinking Processes

95

 

Purpose

95

 

Context Specificity

95

 

Complexity and Pluralistic Perspective of Reality

96

 

Transferability of Findings

96

 

Flexibility

96

 

Language

97

 

Emic and Etic Perspectives

97

 

Gathering Information and Analysis

98

 

Naturalistic Design Summary

98

 

Integrated and Mixed-Method Approaches

99

 

Summary

99

PART III

DESIGN APPROACHES

 

Chapter 9

Experimental-Type Designs

102

 

True-Experimental Designs

103

 

Randomization

104

 

Control Group

105

 

Manipulation

105

 

True-Experimental Design Variations

105

 

Posttest-Only Designs

106

 

Solomon Four-Group Designs

106

 

Factorial Designs

107

 

Counterbalance Designs

107

 

True-Experimental Design Summary

108

 

Quasi-Experimental Designs

109

 

Nonequivalent Control Group Designs

109

 

Interrupted Time Series Designs

110

 

Combined Design

111

 

Quasi-Experimental Design Summary

111

 

Pre-Experimental Designs

111

 

One-Shot Case Study

112

 

Pretest-Posttest Design

112

 

Static Group Comparison

113

 

Pre-Experimental Design Summary

113

 

Nonexperimental Designs

113

 

Survey Designs

114

 

Passive Observation Designs

115

 

Ex Post Facto Designs

115

 

Nonexperimental Design Summary

115

 

Experimental-Type Meta-Analysis

115

 

Geographic Techniques

116

 

Epidemiology

117

 

Clinical Trial Methodology

118

 

Phases of Clinical Trials

118

 

Blinding (Masking)

119

 

Randomization Scheme

120

 

Criteria for Selecting Appropriate and Adequate Experimental-Type Designs

120

 

Summary

123

Chapter 10

Naturalistic Inquiry Designs

124

 

Endogenous Research

126

 

Participatory Action Research

127

 

Critical Theory

128

 

Phenomenology

129

 

Heuristic Research

130

 

Ethnography

131

 

Narrative Inquiry

132

 

Life History

133

 

Grounded Theory

134

 

Naturalistic Meta-Analysis

135

 

Summary

136

PART IV

ACTION PROCESSES

 

Chapter 11

Setting the Boundaries of a Study

141

 

Why Set Boundaries to a Study?

142

 

Implications of Boundary Setting

143

 

Specifying the Scope of Participation: Inclusion and Exclusion Criteria

144

 

General Guidelines for Bounding Studies

146

 

Subjects, Respondents, Informants, Participants, Locations, Conceptual Boundaries, Virtual Boundaries

146

 

Summary

147

Chapter 12

Protecting the Boundaries

148

 

Principles for Protecting Human Subjects

149

 

Full Disclosure

149

 

Confidentiality

150

 

Voluntary Participation

151

 

Belmont Report

152

 

Institutional Review Board

152

 

Three Levels of Review

154

 

Informed Consent Process

154

 

Study Approval and Monitoring

156

 

Developing an Informed Consent Document

157

 

Involving Vulnerable Populations

157

 

Specialized Oversight of Experimental-Type Designs

158

 

Summary

159

Chapter 13

Boundary Setting in Experimental-Type Designs

160

 

Sampling Process

161

 

Probability Sampling

163

 

Simple Random Sampling

165

 

Systematic Sampling

166

 

Stratified Random Sampling

167

 

Cluster Sampling

168

 

Nonprobability Methods

168

 

Convenience Sampling

169

 

Purposive Sampling

169

 

Snowball Sampling

169

 

Quota Sampling

169

 

Sampling without Human Subjects

170

 

Sampling in the Virtual Environment

170

 

Comparing Sample to Population

171

 

Determining Sample Size

172

 

Summary

173

Chapter 14

Boundary Setting in Naturalistic Designs

175

 

Ways of Setting Boundaries

176

 

Geographic Location

176

 

Cultural Groups

177

 

Personal Experience

177

 

Concepts

178

 

Involving Research Participants

179

 

Maximum Variation

180

 

Homogeneous Selection

180

 

Theory-Based Selection

180

 

Confirming and Disconfirming Cases

181

 

Extreme or Deviant Case

181

 

Typical Case

181

 

How Many Study Participants?

181

 

Process of Setting Boundaries and Selecting Informants

182

 

Ethical Considerations

184

 

Summary

184

Chapter 15

Collecting Information

186

 

Principles of Information Collection

187

 

Looking, Watching, Listening, Reading, and Recording

188

 

Asking

188

 

Interviews

189

 

Questionnaires

190

 

Obtaining and Examining Materials

190

 

Unobtrusive Methodology

191

 

Secondary Data Analysis

191

 

Geographic Data

191

 

Information in the Virtual and Information Technology Environment

192

 

Artifact Review

193

 

Summary

193

Chapter 16

Measurement in Experimental-Type Research

194

 

Measurement Process

195

 

Levels of Measurement

196

 

Nominal

197

 

Ordinal

197

 

Interval

198

 

Ratio

198

 

Determining Appropriate Level

198

 

Measurement Scales

199

 

Likert-Type Scale

199

 

Guttman Scale

200

 

Semantic Differential Scale

200

 

Confidence in Instruments

200

 

Reliability

201

 

Validity

203

 

Considerations in Selecting a Measure

206

 

Purpose of Assessment

206

 

Psychometric Properties

206

 

Population

206

 

Information Sources

207

 

Item Selection

208

 

Response Set

209

 

Constructing an Instrument

209

 

Administering the Instrument

210

 

Summary

210

Chapter 17

Gathering Information in Naturalistic Inquiry

212

 

Four Information-Gathering Principles

213

 

Investigator Involvement

213

 

Information Collection and Analysis

214

 

Time Commitment in the Field

215

 

Multiple Information-Gathering Strategies

215

 

Overview of Principles

216

 

Information-Gathering Process

217

 

Selecting the Context

217

 

Gaining Access

217

 

“Learning the Ropes”

219

 

Information-Gathering Strategies

220

 

Observing: Looking, Watching, and Listening

220

 

Asking

221

 

Four Components of Asking Strategies

222

 

Examining Materials

224

 

Recording Information

224

 

Field Notes

225

 

Voice Recording

225

 

Imaging

226

 

Accuracy in Collecting Information

227

 

Multiple Data Gatherers

227

 

Triangulation (Crystallization)

227

 

Saturation

228

 

Member Checking

228

 

Reflexivity

229

 

Audit Trail

229

 

Peer Debriefing

229

 

Summary

230

Chapter 18

Preparing and Organizing Data

232

 

Managing Data in Experimental-Type Research

233

 

Managing Data in Naturalistic Inquiry

236

 

Practical Considerations

240

 

Summary

240

Chapter 19

Statistical Analysis for Experimental-Type Research

242

 

What is Statistical Analysis?

243

 

Level 1: Descriptive Statistics

244

 

Frequency Distribution

245

 

Measures of Central Tendency

247

 

Measures of Variability

250

 

Bivariate Descriptive Statistics

252

 

Level 2: Drawing Inferences

255

 

Action 1: State the Hypothesis

256

 

Action 2: Select a Significance Level

257

 

Action 3: Compute a Calculated Value

258

 

Action 4: Obtain a Critical Value

261

 

Action 5: Reject or Fail to Reject the Null Hypothesis

262

 

Level 3: Associations and Relationships

263

 

Geospatial Analysis: GIS

263

 

Other Visual Analysis Action Processes

264

 

Summary

268

Chapter 20

Analysis in Naturalistic Inquiry

270

 

Strategies and Stages in Naturalistic Analysis

271

 

Stage One: Analysis in the Field

272

 

Engaging in Thinking Process

273

 

Developing Categories

273

 

Developing Taxonomies

275

 

Discovering Underlying Themes

275

 

Stage Two: Formal Report Preparation

276

 

Examples of Analytical Processes

276

 

Grounded Theory

277

 

Ethnography

277

 

Accuracy and Rigor in Analysis

278

 

Triangulation (Crystallization)

279

 

Saturation

280

 

Member Checking

280

 

Reflexivity

280

 

Audit Trail

280

 

Peer Debriefing

280

 

Summary

280

Chapter 21

Sharing Research Knowledge Before the Study

282

 

Reasons for Sharing Before Field Engagement

282

 

Where to Seek Support for a Research Idea

283

 

Who Reads a Proposal?

285

 

Writing a Research Proposal

286

 

Basic Principles

286

 

Common Elements of a Research Proposal

286

 

Special Considerations

293

 

Preparing an Experimental-Type Proposal

293

 

Preparing a Naturalistic Proposal

294

 

Preparing a Mixed-Method Proposal

294

 

Submitting the Proposal

294

 

Summary

295

Chapter 22

Sharing Research Knowledge during and After the Study

296

 

Writing and Preparation Guidelines

297

 

Clarity

297

 

Purpose

297

 

Multiple Audiences

298

 

Citations

298

 

Writing and Presenting an Experimental-Type Report

299

 

CONSORT Reporting

300

 

Preparing Tables and Figures

300

 

Preparing a Naturalistic Report

301

 

Ethnography

302

 

Phenomenology

303

 

Preparing an Integrated Report

303

 

Accessibility

303

 

Linguistic Sensitivity

304

 

Dissemination

305

 

Sharing Written Reports

305

 

Publishing Your Work

305

 

Sharing Your Research through Other Methods

305

 

Summary

305

PART V

IMPROVING PRACTICE THROUGH INQUIRY

 

Chapter 23

Case Study Designs

309

 

What is a Case Study?

309

 

Structure of Case Studies

310

 

Structural Dimension

310

 

Number of Cases

311

 

Design Sequence

312

 

Experimental-Type Approach

312

 

Naturalistic Approach

314

 

Mixed-Method Approach

314

 

Summary

314

Chapter 24

Reciprocal Role of Research and Practice

316

 

Evidence-Based Practice

316

 

Definitions and Models

317

 

Approaches to Identifying Evidence

318

 

Limitations of Evidence-Based Practice

318

 

Treatment Fidelity

320

 

Practice-Based Research

321

 

Translation Research

321

 

Evaluation Practice

322

 

Problem and Need Clarification

322

 

Reflexive intervention

322

 

Monitoring (Process Assessment)

323

 

Resource Analysis

323

 

Consideration of Influences on the intervention

323

 

Outcome Assessment

323

 

Summary

323

Chapter 25

Stories from the Field

325

 

Just Beginning

325

 

What did You Expect?

326

 

In Search of Significance!

326

 

Is Health Care Effective?

326

 

Elevator Insight

326

 

A “Good” Research Subject

327

 

A “Bad” Research Subject

327

 

Literacy is Not Literacy

327

 

Native American?

328

 

The Pearson, or the Moral of the Coding Story

328

 

If You can’t Deliver, Don’t Ask

328

 

Don’t Ask if You’re not Prepared to Answer

328

 

No Detail Too Small

328

 

Wow, You Got It!

329

 

APPENDIX

330

 

Caregiver Permission

331

 

What is an Informed Consent?

331

 

Introduction and Study Purpose

331

 

Procedures/Treatment

331

 

Risks/Discomforts

332

 

Alternative Treatments

333

 

Confidentiality

333

 

Compensation in the Case of injury

334

 

Benefits to Subject

334

 

Payment

334

 

Contact Information

334

 

Significant New Findings

335

 

Voluntary Consent and Subject Withdrawal

335

 

Non-Waiver of Legal Rights Statement

335

 

Informed Consent

337

 

Informed Consent Checklist

338

 

Other Suggestions

339

 

Sample Informed Consent Form

340

 

What Will You be Asked to Do?

340

 

Risks

340

 

Benefits

340

 

Confidentiality

340

 

Voluntary

340

 

Contact Information

340

 

What is an Informed Consent?

342

 

Introduction and Study Purpose

342

 

Procedures/Treatment

342

 

Risks/Discomforts

343

 

Alternative Treatments

343

 

Confidentiality

343

 

Compensation in the Case of Injury

344

 

Benefits to Subject

344

 

New Findings

345

 

Payment

345

 

Additional Information

345

 

Disclosure of Financial Interest

345

 

Voluntary Consent and Subject Withdrawal

345

 

Non-Waiver of Legal Rights Statement

346

 

Description of Audiotape, Photography, Videotape, or Film

347

 

Glossary

348

 

Index

357