Table of Contents

 

 

 

 

About the Authors

xvii

 

Foreword

xxiii

 

Preface

xxvii

 

Contributors

xxxi

 

The Population Health Mandate   Valerie P. Pracilio, MPH, JoAnne Reifsnyder, PhD, ACHPN, David B. Nash, MD, MBA, and Raymond J. Fabius, MD

xxxv

SECTION I

PROVIDING POPULATION HEALTH

 

Chapter 1

The Spectrum of Care   Jaan Sidorov, MD, MHSA, and Martha Romney, MS, JD, MPH

3

 

Introduction

4

 

What is “Population Health” and Why is this Approach Necessary?

4

 

Attributes of the Population Health Paradigm

6

 

Components of the Population Health Paradigm

7

 

Health Promotion

7

 

Prevention

7

 

Screening

9

 

Behavior Change (Health Management)

9

 

Patient Self-Care

10

 

Patient-Centered Medical Home

10

 

Chronic Care Management and Disease Management

11

 

Eliminating Health Disparities

12

 

Cultural Competency

13

 

National Initiatives Addressing Population Health Needs

14

 

The National Priorities Partnership

14

 

Healthy People Initiatives

15

 

State-Based Initiatives

15

 

Challenges in Implementing a Population Health Approach

16

 

Clinical

16

 

Policy

16

 

Business

16

 

Conclusions

17

 

Study and Discussion Questions

17

 

Suggested Readings and Web Sites

17

 

Readings

17

 

Web Sites

18

 

References

19

Chapter 2

Behavior Change   James O. Prochaska, PhD, and Janice M. Prochaska, PhD

23

 

Introduction

24

 

The Transtheoretical Model of Behavior Change

25

 

Core Constructs

25

 

Stages of Change

26

 

Processes of Change

27

 

Decisional Balance

29

 

Self-Efficacy

29

 

Temptation

30

 

Critical Assumptions

30

 

Empirical Support and Challenges

31

 

Stage Distribution

31

 

Pros and Cons Structure Across 12 Behaviors

31

 

Integration of Pros and Cons and Stages of Change Across 12 Health Behaviors

31

 

Strong and Weak Principles of Progress

32

 

Processes of Change Across Behaviors

32

 

Relationship Between Stages and Processes of Change

33

 

Applied Studies

33

 

Multiple Behavior Change Programs: Increasing Impact

34

 

Future Research

36

 

Future Practice

37

 

Conclusions

38

 

Study and Discussion Questions

38

 

Suggested Readings and Web Sites

38

 

Readings

38

 

Web Sites

39

 

References

39

Chapter 3

Health System Navigation: The Role of Health Advocacy and Assistance Programs   Abbie Leibowitz, MD, FAAP

43

 

Introduction

45

 

The Emergence of Health Advocacy and Assistance Programs

46

 

Goals of Advocacy and Assistance Programs

47

 

The Constituents

47

 

The Employers’ Perspective

47

 

The Consumer’s Perspective—Consumer-Driven Health Care

50

 

The Physician’s Perspective

51

 

The Perspective of Health Plans and Administrators

51

 

Health Advocacy as an Independent Service

52

 

A Matter of Trust

52

 

What Help do Consumers Need?

53

 

Access to Care

55

 

Making Connections Across the Spectrum of Care

57

 

Coordinating Care Across Benefits Programs

58

 

Changing Consumer Behavior

58

 

Conclusions

59

 

Study and Discussion Questions

59

 

Suggested Readings and Web Sites

60

 

Readings

60

 

Web Sites

60

 

References

60

Chapter 4

Continuity of Care   JoAnne Reifsnyder, PhD, ACHPN, and Theresa P. Yeo, PhD, MPH, MSN, CRNP

63

 

Introduction

65

 

Risk Factors for Chronic Disease

66

 

Overview of Chronic Conditions

66

 

Diabetes

67

 

Cancer

67

 

Cardiovascular Disease

69

 

Asthma

70

 

Mental Health Disorders

71

 

Impact of Chronic Conditions

71

 

Care Delivery Variation

71

 

Chronic Care Management

72

 

Self-Management of Chronic Conditions

73

 

Chronic Disease Self-Management Program

73

 

The Wagner Chronic Care Model

74

 

Publicly Funded Home- and Community-Based Services

74

 

State Home- and Community-Based Models

74

 

Program of All-Inclusive Cafe for the Elderly

75

 

Physician Practice-Centered Models

76

 

Patient-Centered Medical Home

76

 

Guided Care

78

 

Community-Based, Fee-for-Service Model: Geriatric Care Management

79

 

Palliative and End-of-Life Care

80

 

Workforce Needs for an Aging Society With Increasing Chronic Illness

82

 

Conclusions

83

 

Study and Discussion Questions

83

 

Suggested Readings and Web Sites

84

 

Readings

84

 

Web Sites

84

 

References

84

Chapter 5

Population Health Quality and Safety   Susan DesHarnais, PhD, MPH, and Valerie P. Pracilio, MPH

89

 

Introduction

90

 

Advances in Quality and Safety

91

 

What has Worked

93

 

Reducing Fragmentation

94

 

A Framework for Achieving Health and Wellness

94

 

Quality and Safety Measurement: The Consumer’s Perspective

94

 

A Consumer’s View of Quality and Safety

95

 

An Institution’s View of Quality and Safety

96

 

Creating an Epidemic of Health and Wellness

97

 

Epidemlological Factors

97

 

Achieving Health and Wellness

98

 

Conclusions

102

 

Study and Discussion Questions

102

 

Suggested Readings and Web Sites

102

 

Readings

102

 

Web Sites

103

 

References

103

Chapter 6

Risk Management and Law   Henry C. Fader, Esq.

105

 

Introduction

106

 

The Role of Law

107

 

Patient Advocacy

109

 

Provider Advocacy

110

 

Advocating for Population Health and Wellness

113

 

Tax Status

114

 

Employer-Based Health Insurance

114

 

Conclusions

116

 

Study and Discussion Questions

116

 

Suggested Readings and Web Sites

116

 

Readings

116

 

Web Sites

117

 

References

117

SECTION II

THE BUSINESS OF HEALTH

 

Chapter 7

Making the Case for Population Health Management: The Business Value of Better Health   Ronald R. Loeppke, MD, MPH, FACOEM, FACPM

121

 

Introduction

123

 

The Business Case for Good Health

124

 

Relationship Between Health and Productivity

124

 

Impact of Productivity on Business

125

 

Workforce Issues

127

 

Access to Care and Disparities

128

 

Key Players in Population Health Management

129

 

The Purchaser’s Role

129

 

The Health Plan’s Role

130

 

The Healthcare Consultant’s Role

130

 

The Specialty Vendor’s Role

131

 

The Value of Population Health Management Strategies

132

 

Making the Business Case

132

 

Conclusions

134

 

Study and Discussion Questions

134

 

Suggested Readings and Web Sites

134

 

Readings

134

 

Web Sites

135

 

References

135

Chapter 8

The Business Case for Cultural Change: From Individuals to Communities   Mario Moussa, PhD, MBA, and Jennifer Tomasik, MS

137

 

Introduction

138

 

What is the Cost?

138

 

Populations vs. Patients

139

 

Preventive vs. Reactive

142

 

Chronic Conditions vs. Acute Conditions

144

 

Integrated Healthcare Teams vs. Physicians

145

 

Communities vs. Individuals

145

 

Conclusions

148

 

Study and Discussion Questions

149

 

Suggested Readings and Web Sites

149

 

Readings

149

 

Web Sites

149

 

References

149

Chapter 9

Information Technology   John K Cuddeback, MD, PhD, and Donald W. Fisher, PhD

153

 

Introduction

154

 

From Paper Medical Records to the EHR

155

 

Inferential Gap

156

 

Structured Data

156

 

Patient- and Population-Level Clinical Decision Support

158

 

Systems and Data Sources Other Than the EHR

159

 

Administrative Systems

159

 

System Architecture

160

 

Claims Data

160

 

Three Major Categories of Systems

163

 

Transaction Systems

163

 

Data Warehouses

165

 

Disease Registries

165

 

Creating Data Warehouses

166

 

Mapping to Common Terminology

166

 

Challenges in Creating Data Warehouses

170

 

Public Health Informatics

171

 

Practical Issues of EHR Implementation and Adoption

171

 

Importance of Process Redesign and Cognitive Support

172

 

Impact of Organizational Culture

173

 

Incentives for E-Prescribing and “Meaningful Use” of EHRs

174

 

Interoperability

174

 

Privacy and Security

175

 

Unintended Consequences

176

 

Conclusions

176

 

Study and Discussion Questions

177

 

Suggested Readings and Web Sites

177

 

Readings

177

 

Web Sites

177

 

References

178

Chapter 10

Decision Support   Matthew C. Stiefel, MPA

181

 

Introduction

182

 

Three Main Purposes for Measurement in Population Health

182

 

Measurement for Improvement

182

 

The Model for Improvement

182

 

Predictive Modeling

184

 

Measurement for Accountability

188

 

Measuring the Triple Aim

188

 

Measuring Value and Efficiency

194

 

Measurement for Research

195

 

Conclusions

196

 

Study and Discussion Questions

196

 

Suggested Readings and Web Sites

196

 

Readings

196

 

Web Sites

197

 

References

197

Chapter 11

Marketing and Communication: Methods for Reaching Populations   William Haggett, EdD

199

 

Introduction

200

 

Engaging the Consumer

200

 

Communication Strategies from Other Industries

201

 

Why Communicate? What is the Communication Objective?

203

 

Who is the Audience?

203

 

What is the Message?

206

 

How should You Communicate?

207

 

What Works?

208

 

Conclusions

209

 

Study and Discussion Questions

210

 

Suggested Readings and Web Sites

210

 

Readings

210

 

Web Sites

210

 

References

210

SECTION III

MAKING POLICY TO ADVANCE POPULATION HEALTH

 

Chapter 12

Policy Implications for Population Health: Health Promotion and Wellness   Tracey Moorhead, Jeanette C. May, PhD, MPH, and Kip MacArthur

215

 

Introduction

216

 

Key Players in Federal Policy Making

216

 

Overview of Historical Demonstrations and Pilots

219

 

State Case Studies in Disease Management

221

 

Key Considerations in Policy Development

222

 

Conclusions

224

 

Study and Discussion Questions

226

 

Suggested Readings and Web Sites

226

 

Readings

226

 

Web Sites

226

 

References

227

Chapter 13

Ethical Dimensions of Population Health   Francis Barchi, MS, MBE

229

 

Introduction

230

 

The Role of Ethics in Population Health

231

 

Distinction Between Ethics in Population Health and Medical Ethics

231

 

Moral Traditions and Theories

232

 

Ethics in Population Health Practice

233

 

Ethics in Population Health Research

234

 

Allocation of Resources and Access

235

 

Ethical Reflection and Decision Making in Population Health

236

 

Conclusions

237

 

Study and Discussion Questions

237

 

Suggested Readings and Web Sites

237

 

Readings

237

 

Web Sites

238

 

References

238

Chapter 14

Population Health in Action: Successful Models   Paul Wallace, MD

241

 

Introduction

242

 

Why Focus on Chronic Medical Conditions?

242

 

Care as Usual

243

 

Disease Management and Practice Redesign

243

 

Gauging Success—Assessment Framework

243

 

Disease Management: A Model for Population Care

244

 

Access and Spread

244

 

Disease Management and Medicare

245

 

Disease Management and Medicaid

247

 

An Alternative Model: Clinical Practice Redesign

248

 

The Chronic Care Model

248

 

Practice Redesign and Integrated Delivery Systems

250

 

PR in the Safety Net and Medicaid

250

 

Conclusions

251

 

Study and Discussion Questions

253

 

Suggested Readings and Web Sites

253

 

Readings

253

 

Web Sites

254

 

References

254

Chapter 15

Research and Development in Population Health   R Dixon Thayer, Raymond J. Fabius, MD, and Sharon Frazee, PhD

257

 

Introduction

258

 

Effective Population Health Research

259

 

State of the Art of Population Health Measurement

262

 

The View from the Five Constituencies of Health Care

263

 

Classes of Measures

263

 

Techniques of Measurement

264

 

Challenges to Successful Research

265

 

Establishing Goals

266

 

The Five Segments of Population Health Status

266

 

Conclusions

267

 

Study and Discussion Questions

268

 

Suggested Readings and Web Sites

268

 

Readings

268

 

Web Sites

269

 

References

269

Chapter 16

Population Health Education   Brooke Salzman, MD, James D. Plumb, MD, MPH, and Richard Wender, MD

271

 

Introduction

272

 

The Need for Health Professional Education Reform

273

 

The Need for a Population Health Approach to Health Professions Education

277

 

Establishing a Framework in Population Health Education

279

 

Examples of Developed Frameworks in Population Health and Strategies for Implementation

279

 

Challenges and Barriers to Health Professions Education Reform and Implementing Curricula in Population Health

283

 

Composition of the Population of Learners

283

 

Characteristics of the Learning Environment

284

 

Organization Structures and Sources of Support

286

 

Recommendations

288

 

Conclusions

289

 

Study and Discussion Questions

289

 

Suggested Readings and Web Sites

289

 

Readings

289

 

Web Sites

290

 

References

290

Chapter 17

the Political Landscape in Relation to the Health and Wealth of Nations   Alan Lyles, ScD, MPH, RPh

295

 

Introduction

296

 

Measuring and Comparing Population Health and Wealth

298

 

Health

298

 

Wealth

300

 

Health and Disparities

301

 

Federalism, Politics, and Population Health

304

 

Interest Groups: The First Amendment, Pluralism, and Political Campaign Financing

306

 

Public-Private Sector Arrangements in Health Care

307

 

Conclusions

309

 

Study and Discussion Questions

309

 

Suggested Readings and Web Sites

310

 

Readings

310

 

Web Sites

310

 

References

310

 

The Future of Population Health: Moving Upstream   Dee W. Edington, PhD, and Alyssa B. Schultz, PhD

313

 

Introduction

314

 

A Brief History of Population Health

316

 

The Past: Prior to 1960

316

 

The Past: Status of Population Health: 1960-2000

317

 

The Past: Emergence of Population Health: 2000-2010

317

 

Future Trends in Population Health Management

318

 

The Future: Near- to Mid-Term: 2010-2014

318

 

Natural Flow of a Population Among Health Risk Categories

319

 

Natural Distribution of Healthcare Costs

320

 

Information Technology

321

 

Culture of Health

321

 

The Future: Longer Term, 2015 and Beyond

323

 

Precursors to Beyond Wellness (Totally Upstream)

323

 

Conclusions

324

 

Study and Discussion Questions

325

 

Suggested Readings and Web Sites

325

 

Readings

325

 

Web Sites

325

 

References

326

Appendix

Case Studies

329

Section I

Providing Population Health

329

 

Behavior Change

329

 

Risk Management and Law

331

Section II

The Business of Health

331

 

Employee Health

331

 

Decision Support

332

Section III

Making Policy to Advance Population Health

334

 

Ethics and Population Health

334

 

References

335

 

Glossary

337

 

Index

355