Table of Contents

 

 

 

PART I

BASIC CONCEPTS

 

1

Introduction

3

 

Organization of the Book

4

 

Theories and Settings

5

2

The Nature of Understanding

6

 

The Nature of Reality

7

 

Concepts: The Building Blocks of Understanding

10

 

Conceptual Systems: The Bases for Deeper Understanding

14

 

Communication

16

 

Summary and Concluding Comments

18

3

Science as an Approach to Understanding

22

 

Socially Based Approaches to Understanding

22

 

The Essentials of Scientific Endeavor

26

 

The Process of Theory Construction

28

 

Characteristics of a Good Theory

31

 

Science and Objectivity

33

 

Summary and Concluding Comments

33

PART II

CORE PROCESSES

 

4

Creativity and the Generation of Ideas

39

 

One Small Step for Science

40

 

Creativity

40

 

Choosing What to Theorize About

45

 

Literature Reviews

47

 

Heuristics for Generating Ideas

47

 

Scientists on Scientific Theorizing

68

 

Summary and Concluding Comments

71

5

Focusing Concepts

75

 

The Process of Instantiation

75

 

Shared Meaning, Surplus Meaning, and Nomological Networks

78

 

Practical Strategies for Specifying Conceptual Definitions

79

 

Multidimensional Constructs

82

 

Creating Constructs

84

 

An Example of Specifying Conceptual Definitions

85

 

Operationism

87

 

Summary and Concluding Comments

88

6

Clarifying Relationships Using Thought Experiments

91

 

Thought Experiments for Relationships in Grounded and Emergent Theory

92

 

Describing Relationships with Different Types of Variables

93

 

Thought Experiments for Relationships between Categorical Variables

94

 

Thought Experiments for Relationships between Quantitative Variables

98

 

Thought Experiments for Relationships between Categorical and Quantitative Variables

110

 

Thought Experiments for Moderated Relationships

114

 

Broader Uses of Hypothetical Factorial Designs in Thought Experiments

122

 

Summary and Concluding Comments

126

Appendix 6A

Thought Experiments for a Quantitative Cause and Categorical Effect: A Hypothetical Contingency Table Method

131

Appendix 6B

Thought Experiments for Moderated Moderation

133

PART III

FRAMEWORKS FOR THEORY CONSTRUCTION

 

7

Causal Models

137

 

Two Types of Relationships: Predictive and Causal

138

 

Causality and Grounded/Emergent Theory

141

 

Types of Causal Relationships

141

 

Constructing Theories with Causal Relationships

145

 

Identifying Outcome Variables

145

 

Identifying Direct Causes

146

 

Indirect Causal Relationships

146

 

Moderated Causal Relationships

150

 

Reciprocal or Bidirectional Causality

153

 

Spurious Relationships

155

 

Unanalyzed Relationships

158

 

Expanding the Theory Further

159

 

Perspectives on the Construction of Causal Theories

169

 

Summary and Concluding Comments

172

8

Mathematical Modeling

177

 

Types of Variables: Categorical, Discrete, and Continuous

178

 

Axioms and Theorems

179

 

Functions

179

 

Linear Functions

180

 

Deterministic versus Stochastic Models

185

 

Model Parameters

186

 

Rates and Change: Derivatives and Differentiation

187

 

Describing Accumulation: Integrals and Integration

190

 

Just-Identified, Overidentified, and Underidentified Models

191

 

Metrics

192

 

Types of Nonlinearity

193

 

Functions for Categorical Variables

203

 

Advanced Topics: Manipulating and Combining Functions

205

 

Multiple Variable Functions

208

 

Phases in Building a Mathematical Model

209

 

An Example Using Performance, Ability, and Motivation

210

 

An Example Using Cognitive Algebra

214

 

An Example Using Attitude Change

237

 

An Example Using a Traditional Causal Model

220

 

Chaos Theory

222

 

Catastrophe Theory

225

 

Additional Examples of Mathematical Models in the Social Sciences

226

 

Emergent Theory Construction and Mathematical Models

227

 

Summary and Concluding Comments

227

Appendix 8A

SPSS Code for Exploring Distribution Properties

232

Appendix 8B

Additional Modeling Issues for the Performance, Motivation and Ability Example

234

9

Simulation as a Theory Development Method

237

 

Defining Simulations

238

 

The Uses of Research Simulations

239

 

The Difference between Simulations and Laboratory Experiments

239

 

Basic Simulation Varieties

241

 

The Analysis of Criterion Systems as a Basis for Theory Construction

243

 

Simulations and Virtual Experiments

251

 

Agent-Based Modeling

251

 

Resources for Conducting Simulations

253

 

Summary and Concluding Comments

253

10

Grounded and Emergent Theory

256

 

Grounded and Emergent Theory: An Overview

257

 

Positivism “versus” Constructivism

258

 

Framing the Problem

259

 

The Role of Past Literature

260

 

Collecting Qualitative Data

261

 

Memo Writing

268

 

Theoretical Sampling

269

 

Analyzing and Coding Data

269

 

The Statistical Exploration of Relationships

275

 

Process Analysis in Emergent Theorizing

276

 

Moving to Theoretical Statements: Using Principles of Rhetoric

277

 

Summary and Concluding Comments

281

Appendix 10A

The Limits of Information Processing

288

11

Historically Influential Systems of Thought

295

 

Grand Theories

296

 

Frameworks Using Metaphors

307

 

Frameworks Emphasizing Stability and Change

312

 

Psychological Frameworks

314

 

Frameworks Inspired by Methodology

318

 

Summary and Concluding Comments

324

PART IV

CONCLUDING ISSUES

 

12

Reading and Writing about Theories

331

 

Reading about Theories in Outlets Emphasizing Theory Tests and Confirmatory Approaches to Science

331

 

Reading about Theories in Outlets Emphasizing Grounded/Emergent Theory

334

 

Writing about Theories

337

 

Grant Proposals, Technical Reports, and Presentations

344

 

Summary and Concluding Comments

345

Appendix 12A

Inferring Theoretical Relationships from the Choice of Statistical Tests

347

13

Epilogue

355

 

Competing Theories

355

 

Post Hoc Theorizing

355

 

Influential Science

356

 

Careers and Creative Theorizing in Science

357

 

Scientific Paradigms

360

 

A Program of Self-Study

361

 

Concluding Comments

363

 

References

365

 

Author Index

379

 

Subject Index

385

 

About the Authors

391